Legal Work

Legal Work

Investor Document Preparation and Regulatory Filing

Offeringmemorandum’s legal team helps clients in a variety of ways including the preparation of offering documents and other relevant paperwork for private and public offerings. In addition, we have an extensive network of underwriters, hedge funds, investment banks and strategic partners that we are more than happy to share with all of our clients for their benefit.

Our team of attorneys works with issuing companies and their Chief Financial Officers as well as other executives who can help with the preparation of documents. This fully immersive strategy allows us to perfect all necessary documents for an offering, and it also allows us to identify the company’s needs in the present and the future.

Companies who wish to issue any type of security rely on Offeringmemorandum to ensure that they are meeting respective requirements and following securities regulations in whatever country they may be in. We can assist with any jurisdiction across the globe due to our network of attorneys in all major international cities.

Our practice area(s) include:

  • Preliminary Prospect (aka “Red Herring”)
  • Explanatory Memorandum (EM)
  • Offering Memorandum (OM)
  • Final Prospectus
  • Operating and Partnership Agreements
  • Registration and Filing with Regulatory Agencies
  • Instrument Types:
    • Equities
    • Preferred Equities

Debt: Senior Secured, Secured, and/or Senior Un-Secured, Convertible and Convertible Preferred

Our securities attorneys and documentation team are experts in their respective fields. Offeringmemorandum has worked with businesses in all of the major industries. As a result, we have become accustomed to industry specific regulations that may affect our clients. We have an extensive library of past offering documents that have been successful around the world, and our staff uses them to assist in any complication we may confront in the present.

Public Offerings, APOs, DPOs, SPACs

In the past, Offeringmemorandum has successfully helped in the placement of companies through IPOs, APOs, DPOs, and Special Purpose Acquisition Companies (SPACs). Our team specializes in offering documents regarding any type of security, whether they be convertible, hybrid or any type of equity. Aside from the actual drafting of these documents, we are also involved in their registration with the respective regulatory bodies. Offeringmemorandum can also help with the listing of securities on any major exchanges such as the NYSE, NASDAQ, the Hong Kong Exchange (HKEX), the Korean Stock Exchange (KSE) and many more across the world. In addition, we also have plenty of experience representing placement agents, investors and even investment banks.

Private Offerings Public Securities |PIPES

We can also help with any PIPE transaction that our clients may be interested in. Businesses listed on a public exchange that want to raise more capital privately via PIPEs, most often through 144A and Regulation S offerings, or even Reg D, can benefit greatly from these private offerings. We can help execute an offering utilizing certain SEC exemptions and other registration regulations for almost any PIPE transaction.

REITs and Real Estate Securities

Offeringmemorandum has extensive experience in the realm of real estate. We can help with almost any aspect of this market, from offering documents and feasibility studies, to business plans and many more.

Listed Company Corporate Compliance

Businesses with stock listed on OTC Markets through Pink Sheet listing may find it hard to comply with certain requirements and conform to listing standard practice. For any companies that have received notices of violation and risk de-listing, Offeringmemorandum can help get you back on track. We can help business executives and the company as a whole review information and the current situation. Then, we can provide an analysis and a plan to get the company back in compliance with any regulation they had violated previously.

  • PUBLIC DISCLOSURE SERVICES
    • Assist management with preparation or update of the OTC Markets disclosure documents
    • Preparation of Initial and Quarterly OTC Markets Pink Sheet filings, as required
    • Coordination of company news releases with OTC Markets News & Disclosure Services
    • Coordination with company accountant and/or auditor on required financial statements
    • Coordination with company Securities Counsel and Transfer Agen
  • SHAREHOLDER RELATIONS SERVICES
    • Shareholder and Investor Visibility Program
    • Dedicated Shareholder and Investor Relations Website
    • Quarterly or Annual Management Letter to Shareholders
  • CORPORATE LEGAL SERVICES
    • Through our affiliated law firm, Peter Berkman, Esq. PLLC, we offer a full package of legal services to our Emerging-Market clients
  • OTC Markets, SEC and Transfer Agent Legal Opinion
  • SEC Quarterly, Annual and Current Reports
  • Information Statements and Proxy Statements
  • Secondary Offerings
  • Regulation “A” ULOA Offerings
  • State Blue Sky Compliance
  • BUSINESS SERVICE WE OFFER:
    • Business Plans and Financial Forecasting
    • Business Valuations
    • PCAOB-certified independent Auditors
    • Small-business accounting services
    • SEC-Licensed Transfer Agent and Registrar services
    • Public Information Services (i.e. Business Wire and PR Newswire)
    • Small-business Insurance Services (key-man, D&O, liability)
    • Legal Printing
    • Proxy and Shareholder Communication Services

Contact Us Today To Schedule Your Free Consultation

 

Legal Work for Investor Document Preparation and Regulatory Filing


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